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Definition of Broker-dealer
1. Noun. A financial specialist who trades for his own account and so acts both as a broker and principal.
Lexicographical Neighbors of Broker-dealer
Literary usage of Broker-dealer
Below you will find example usage of this term as found in modern and/or classical literature:
1. The Merchants' Magazine and Commercial Review by Isaac Smith Homans, William Buck Dana (1853)
"... clerk, agent, or other employee, may be situated, and if the said commissioner »ball
be of opinion that any such banker, broker, dealer, officer, agent, ..."
2. Merchants' Magazine and Commercial Review by William B. Dana (1853)
"... clerk, agent, or other employee, may be situated, and if the said commissioner
shall be of opinion that any such banker, broker, dealer, officer, agent, ..."
3. Securities Arbitration: Actions Needed to Address Problem of Unpaid Awards by Thomas J. McCool, Michael A. Burnett (2001)
"First, they would propose to NASD's Board and SEC a rule amendment that a respondent
broker-dealer that has been terminated, suspended, or barred from NASD, ..."
Other Resources:
